BROKER REPORT: Anthony Manougian

businessman-silhouette-1237574-256x300The investment and securities fraud attorneys at Malecki Law are interested in hearing from investors who have complaints regarding Oppenheimer & Co. financial advisor Anthony Manougian. According to his BrokerCheck report maintained by the Financial Industry Regulatory Authority (“FINRA”), Mr. Manougian left Morgan Stanley Smith Barney “after allegations.”

In 2012, Mr. Manougian was recently the subject of an employment separation after allegations, per FINRA records. BrokerCheck indicates that there were “concerns regarding FA’s conduct and status as beneficiary in connection with a client estate.”

Mr. Manougian has also reportedly been the subject of two customer disputes, which were denied, per the Broker Comment on Mr. Manougian’s BrokerCheck.

In 2002, a customer made an allegation that there was “unauthorized trading in their managed accounts,” per FINRA.

In 2000, allegations were reportedly made by customers that “the preferred stock purchases in their account was unsuitable and not in accordance with their stated investment objectives,” according to BrokerCheck.

The attorneys at Malecki Law are regularly contacted by and regularly represent individuals who have lost money in connection with inappropriate securities transactions, including unauthorized trading and unsuitable investment recommendations, by financial advisors/stockbrokers.