New York Securities Fraud Lawyers Blog
Malecki Law’s team of investment attorneys are interested in hearing from investors who have complaints regarding National Securities Corporation broker Christopher Jones. Mr. Jones was previously licensed through Citigroup and other firms, per industry records.
According to his BrokerCheck report maintained by the Financial Industry Regulatory Authority (“FINRA”), Mr. Jones was recently the subject of two customer disputes.
Mr. Jones’ FINRA records indicate that in 20110, a client alleged “suitability, material misrepresentation, breach of fiduciary duty, omissions, and negligence.” This case was reportedly settled for $24,500.
The other customer complaint, filed in 2013, alleged $500,000 in damages for unsuitable investment recommendations, according to BrokerCheck. FINRA reports that this case was settled for $99,000.
Mr. Jones’ BrokerCheck Report indicates he was previously registered with Citigroup, National Securities Corp., and Salomon Grey Financial Corp., among others. Of the other firms Mr. Jones was associated with, industry records indicate that two, including Salomon Grey, were expelled by FINRA.
The attorneys at Malecki Law are regularly contacted by and regularly represent individuals who have lost money in connection with inappropriate securities transactions and recommendations of financial advisors/stockbrokers. We have handled numerous cases involving unsuitable investment recommendations and other types of broker misconduct.