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Former Securities America, Inc. Broker Adrian S. Lauer Suspended and Fined

A Letter of Acceptance, Waiver and Consent (AWC) was recently accepted by Financial Industry Regulatory Authority’s (FINRA’s) Department of Enforcement from Adrian S. Lauer.  Mr. Lauer was accused of failing to disclose outside business activities on his Form U4 and to his employer.  Specifically, Mr. Lauer was accused of violating FINRA…

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