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Articles Posted in CRD

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How can I get a customer complaint or customer arbitration removed from my CRD/BrokerCheck?

Brokers can end up with unwarranted customer complaints, arbitrations, terminations, and other adverse disclosures on their CRD for reasons beyond their control. While plenty of investors have a legitimate “beef” against their investment professional, some people vet illegitimate or unwarranted frustrations by filing complaints to a broker’s employer or FINRA…

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