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Articles Posted in Global Arena Capital Corp

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FINRA Crackdown on Broker Migration: 10 Former Global Arena Representatives Sanctioned After On-site exam

  FINRA reported that it barred 10 former Global Arena Representatives including the former President of Global Arena Capital Corp., Barbara Desiderio, and five former representatives (David Awad a.k.a. David Bennett, James Torres, Peter Snetzko, Alex Wildermuth, and Michael Tannen) in all capacities; barred two former principals, Kevin Hagan and…

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