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BROKER REPORT: Customer Complaints Against Financial Adivisor Jared Cohen

The securities fraud attorneys at Malecki Law are interested in hearing from investors who have complaints against stockbroker Jared Cohen.  Mr. Cohen is reportedly registered with Ameriprise Financial Services, Inc., based out of Armonk, NY.  He has also recently been registered with IDS Life Insurance Company, according to industry records.…

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BROKER REPORT: John Smallwood of Commonwealth Financial

The securities fraud attorneys are interested in hearing from investors with complaints involving John Smallwood of Commonwealth Financial Network.  Per his BrokerCheck Report, maintained by the Financial Industry Regulatory Authority (“FINRA”), Mr. Smallwood is a registered stock broker with Commonwealth, based out of Red Bank, NJ. Mr. Smallwood’s BrokerCheck Report…

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BROKER REPORT: Joseph A. Miles Is the Subject of Third Customer Complaint

The securities fraud attorneys at Malecki Law are interested in hearing from investors who have complaints against stockbroker Joseph A. Miles.  Mr. Miles is believed to be currently employed and registered with St. Bernard Financial Services, Inc. based in Russellville, Arkansas.  He was also previously registered with Clearing Services of…

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Senior-Aged Investors and other Conservative Investors Likely at Risk in Current Low-Yield Environment

The recent market correction has caused many people to worry about the performance of their securities accounts.  Senior-aged investors (and other conservative investors) are particularly at risk for losses in their accounts if they were inappropriately invested too heavily in equities and other alternative investments. The Op-Ed published in the Wall…

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BROKER REPORT: Former Financial Advisor Manuel Dopazo

The securities fraud attorneys at Malecki Law are interested in investigated possible claims on behalf of investors who have complaints regarding former stockbroker Manuel Dopazo.  According to his BrokerCheck report maintained by the Financial Industry Regulatory Authority (“FINRA”), Mr. Dopazo has been the subject of multiple customer disputes in just…

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