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Articles Posted in RBC Wealth Management

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Highland Funds Energy Master Limited Partnerships Post Significant Losses

The New York securities and investment fraud attorneys at Malecki Law are interested in hearing from investors in Highland Funds’ series Energy Master Limited Partnerships (MLPs). Highland Funds’ four Energy MLPs have declined by approximately 23% in the year to date, per Morningstar.  These funds include: Highland Energy MLP C…

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Investor Recovery Options As Tortoise Capital Advisor Funds Suffer Losses

The securities and investment fraud attorneys at Malecki Law are interested in hearing from investors in Tortoise Capital Advisors and explore their potential options for recovering their losses. The Kansas-based Tortoise Capital Advisors is a “privately owned investment manager . . . that primarily provides its services to high net…

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Top Broker Thomas Buck: First Fired, Now Barred

According to a Letter of Acceptance Waiver and Consent filed with the Financial Industry Regulatory Authority (“FINRA”), Thomas Buck has been barred by FINRA from working with any FINRA member firms. Mr. Buck was a former top broker at Bank of America Merrill Lynch and was at the time a…

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