Jenice Malecki Speaking Today at Securities Webinar CLE Event –Registration Still Open

Today at 1:00 PM, NYC FINRA arbitration lawyer Jenice L. Malecki, Esq. will be presenting at a year-in-review webinar hosted by the defense firm Bressler, Amery & Ross, entitled A Recap of 2021 Virtual Proceedings 2nd Annual Hearings in Review.  There is still time to attend and register for the event, which is open to securities attorneys and securities industry professionals. Continuing Legal Education (CLE) credits are approved for attorneys licensed in New York and Pennsylvania, with reciprocity for New Jersey, Florida, and California.  CLE approval has also been applied for and is pending for credit in North Carolina, Alabama, and Texas.

Other presenters at the event include other securities attorneys, including Richard Berry, Director of Dispute Resolution at the Financial Industry Regulatory Authority (FINRA). The event reviews the increase in virtual arbitration hearings throughout 2020 and 2021 owing to the Covid-19 pandemic, providing outcome statistics and the ongoing trend for virtual proceedings in FINRA customer and industry arbitrations. FINRA has long provided technology and support for virtual arbitration hearings primarily via Zoom and many trial attorneys opted for virtual hearings to avoid Covid-related backlog delays and to ensure their clients received a timely hearing.  Practitioners and arbitrators have become so used to using the trial platform that it deserves proper study regarding fair case outcomes if the practice is to continue – for the foreseeable future, virtual proceedings at FINRA appear here to stay.  The webinar will review practice tips, techniques, and resources for conducting effective virtual trials, best practices for presenting evidence, developing a plan for technology failures, and how the experience compares to in-person civil trials.

Ms. Malecki is a regular presenter and panelist at securities industry events.  As a renowned and skilled litigator in both courts and arbitration, Ms. Malecki has been featured regularly in the media and has published numerous articles to advance diversity and financial elder abuse issues within the securities litigation field.  She is known for her nearly thirty-five years of securities industry practice and is the founder and principal of Malecki Law, a FINRA Arbitration Law Firm that has been based in New York City’s financial district for over twenty years. Ms. Malecki is a former board member of FINRA and member of its National Arbitration and Mediation Committee (NAMC).  She is presently the co-chair of the New York State Bar Association’s Securities Arbitration Committee, as well as an adjunct professor in the securities clinic at the New York Law School.

Malecki Law provides both national and international representation, and has helped retail investors recover tens of millions of dollars in stock market losses whether due to Ponzi schemes, other financial frauds, unsuitable investment recommendations, or supervisory negligence.  The firm also represents securities industry financial professionals in employment disputes with their firms, expunge unjustified customer complaints or defamatory comments from their Form U5 and BrokerCheck CRD, and defends them when faced with regulatory inquiries, including responding to SEC subpoenas and FINRA 8210 requests.  If you require assistance with any of these services, the firm will provide a free legal consultation.

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