The securities fraud attorneys at Malecki Law are interested in hearing from investors who have complaints against stockbroker Frank Giacalone. Mr. Giacalone has been employed and registered with Aegis Capital Corp., a broker-dealer, working out of the Melville, New York office since November 2012, according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA).
Per his BrokerCheck report, Mr. Giacalone was previously employed by Obsidian Financial Group, LLC from 2008 to 2012, Empire Financial Group, Inc. from 2005 to 2008 and Ehrenkrantz King Nussbaum, Inc. from 2001 to 2005. FINRA disclosed that they expelled each of these three firms in 2013, 2009 and 2012, respectively.
According to his BrokerCheck records, Mr. Giacalone has become the subject of one customer complaint filed in June 2015 about which it was detailed that “Claimant alleged unsuitable recommendations.” The complaint sought $107,969.92, the amount of alleged losses, according to BrokerCheck records.