According to his BrokerCheck report maintained by the Financial Industry Regulatory Authority (“FINRA”), Mr. Joslin was most recently with JP Turner & Co and Grayson Financial. Grayson Financial has since been expelled by FINRA according to industry records.
Mr. Joslin has at least seven customer disputes and 2 regulatory events in his history, per FINRA.
Mr. Joslin’s customer disputes range from the year 2000 through 2005, according to his BrokerCheck report. Records indicate that customers of Mr. Joslin’s have alleged unauthorized trading, churning, unsuitability, poor performance, excessive commissions and failure to place a stop loss. Of the seven listed customer disputes, five are reported to have settled.
In 2004, Mr. Joslin was suspended by the NASD (now FINRA) according to industry reports. In 2014, there was another reportable regulatory event on Mr. Joslin’s BrokerCheck report, this one initiated by Massachusetts.
The attorneys at Malecki Law are regularly contacted by and regularly represent individuals who have lost money in connection with inappropriate securities transactions, including unauthorized trading and unsuitable investment recommendations, by financial advisors/stockbrokers.