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Articles Posted in This Week At Malecki Law

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Attorney Jenice L. Malecki to Speak this Week on FINRA Expungements and Employment Arbitrations at the American Bar Association’s Women in Litigation Conference

Jenice L. Malecki, Esq., founder of the New York City securities law firm Malecki Law, is scheduled to speak this Friday November 19th at the American Bar Association’s Women in Litigation Joint CLE Conference. The conference is scheduled November 17-19, 2021 at the Boston Park Plaza in Boston, Massachusetts.  The…

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Securities Attorney Jenice L. Malecki Quoted in Connection with Attorney General Warning on Faith-Based Affinity Scams

Yesterday, a writer for The Inter-Mountain, a West Virginia daily newspaper, published a warning from its state attorney general, Patrick Morrissey, that residents should be careful “not to fall prey to faith-based scams.”  The article does not discuss any specific scam but quotes a general press release from Mr. Morrissey’s…

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Malecki Law Investigating Possible Ponzi Scheme or Misappropriation of Funds in Connection with Henley and Company LLC and its Financial Adviser Philip R. Incorvia

Malecki Law is currently representing clients and investigating allegations against the brokerage and investment advisory firm Henley & Company, LLC and its recently deceased financial adviser, Philip Incorvia.  Public records show Mr. Incorvia openly and notoriously operated Jefferson Resources Inc. since 1992 (nearly 30 years, while being registered as a…

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Jenice Malecki Appointed as Co-chair of the New York State Bar Association Commercial & Federal Litigation Section’s Securities Arbitration Committee

Jenice L. Malecki, Esq., founder of Malecki Law in 1999, was appointed today as co-chair of the New York State Bar Association Commercial & Federal Litigation Section’s Securities Arbitration Committee.  Ms. Malecki has over 30 years of experience in securities arbitration and regulation, as well as whistleblowing claims and commercial…

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With Market Events Like Evergrande, Retirees Should Know That They Can Recover Investment Losses from Their Brokerage Firm

Investors are still watching which way the market is ready to turn after yesterday’s 600-point drop in the Dow Jones Industrial average, the biggest one-day drop in over two months. While world markets appeared to be reacting to the prospect of loan defaults by the Evergrande Group – China’s second…

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Jenice L. Malecki Takes on Role as Adjunct Professor at New York Law School in its Securities Arbitration Seminar and Field Placement

A Cum Laude graduate alumni of New York Law School, Jenice L. Malecki, Esq.,  has taken on a mentor and adjunct professorial role as a professor in the Securities Arbitration Seminar and Field Placement. While at New York Law School, Professor Malecki was a member of the International Law Journal…

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Malecki Law Investigating Investor Losses in Oil and Energy Investments

In March 2020 Oil prices had their worst day since 1991, plunging to multi-year lows. Tensions between Russia and Saudi Arabia and OPEC’s failure to strike a deal were escalated by the global economic slowdown spurred by COVID-19 resulting in oil’s worst day since 1991. With oil’s and the energy…

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Malecki Law Wins Appeal to Allow an International Investor at a Domestic and Foreign Brokerage Firm to Arbitrate at FINRA

Today, Malecki Law, won a court appeal to allow an international investor to proceed in his securities lawsuit against Lek Securities Corporation and its principals (Samuel Lek and Charles Lek), allowing the case to go forward and be decided by a panel of arbitrators in the dispute resolution forum provided…

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Malecki Law Securities Attorneys Lobby for Investor Rights on Capitol Hill

On Friday, Malecki Law securities attorneys Jenice Malecki and Darryl Bouganim traveled to Washington D.C to lobby on behalf of investors as part of PIABA’s annual Hill Day. PIABA is an international bar association for securities attorneys representing investors in disputes within the financial services industry. As part of Hill…

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Malecki Law Wins Award and Expungement for Brokerage Industry Professional, Resolving FINRA’s Oldest and Longest Active Arbitration Case in History

Yesterday, a Financial Industry Regulatory Authority (FINRA) arbitration panel in New Jersey, FINRA Case No. 03-08177, handed down a decisive award in favor of a trader, who was also a Series 7 registered broker.  The trader was sued by a retail investor relating to his recommendation of a municipal bond…

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